Advice Matters Issue #13 now live on ComplianceServe

Advice Matters

The latest edition of Advice Matters - our FREE e-briefing from our partners FSTP - is available now via our ComplianceServe platform. Please note that Advice Matters is now published bi-monthly.

By reading this edition of Advice Matters and applying the learning you will be able to:

  • Understand the FCA’s stance on vulnerable customers
  • Discuss the stats aligned to the increase in vulnerable customers due to Covid-19
  • State the 4 key drivers of vulnerability
  • Be aware of the FCA instructions and updates on the requirements and expectations of firms dealing with those that could be vulnerable due to Covid-19
  • Clarify the impact of the 5MLD
  • Recall the 3 main areas of the focus of the 4MLD
  • Explain the main drivers of the 5MLD
  • Consider the impact of EU regulation on Money laundering Regulation and how that might change post Brexit
  • Be aware of the area of the FCA website that is dedicated to providing up to date information for firms and consumers on Covid-19
  • Clarify the requirement the FCA is placing in light of Covid-19 on the different sectors within financial services.

Each edition of Advice Matters contains a number of articles written by industry experts, that combine knowledge and skills-related topics with technical and regulatory updates. Every edition is aligned to the ApEx standards, with a review at the end to show the learning outcomes and standards covered. Accompanying the publication are associated questions and answers to help test and verify knowledge. As the publication carries structured CPD accredited by the LIBF, the time spent (up to 1 hour) will be logged upon passing.

Here is everything you need to know:

  • It's FREE to all Unicorn customers via your LMS. (Administrators – find out how you can register users here).
  • If you have a single tenancy Unicorn LMS please contact your Account Manager to find out how you can get Advice Matters for you and your staff.
  • You will find Advice Matters in the Advice Matters category in Find Learning. Once users have read the e-briefing, they will need to mark it as complete.
  • The publication is accredited for 1 hour of structured CPD. However, CPD time will vary depending on your setup, e.g. those that have time logged will get just time spent on the publication and question and answers.
  • Author

    Richard Whittington

    Richard Whittington

    Head of Digital Products

    Richard is a highly accomplished Learning and Development professional, with over 15 years of experience…

    View articles by author

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