InFocus Issue 3 - July 2019

InFocus Issue 3 - July 2019

With Brexit uncertainty continuing over the next few months, keeping up to date with regulatory change and grappling with the sheer volume and complexity of updates, present a significant challenge for all regulated firms.

We are here to help you. Leveraging 30 years of experience and working hand-in-hand with some of the sector’s foremost regulatory experts, Unicorn is ably positioned to provide you with insight and guidance on how to implement training programmes that help you remain compliant.

InFocus is our FREE bi-monthly publication covering the hot topics in the regulatory compliance landscape.

Authored in partnership with award-winning financial services consultants, FSTP, InFocus is essential reading for anyone working in an FCA regulated firm. Sign up HERE today to:

  • Get signposted to new regulation that applies to your sector
  • Keep up-to-date with changes in regulation
  • Get a forward view of what is coming up
  • Understand your compliance obligations
  • Learn how Unicorn’s eLearning can help meet your compliance challenges

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Unicorn in partnership with FSTP bring you ADVICE MATTERS, the CPD Solution For Financial Professionals.

1hr of structured CPD Accredited by LIBF

We are pleased to announce the latest issue is now available through ComplianceServe and your Unicorn LMS

In addition to bringing you the normal industry updates, key factors for your business and technical knowhow, in this issue we will be looking at:

  • Planning and staying on track with your SM&CR implementation
  • Tech Check: How financial markets work
  • Skills & Expertise: FinTech, RegTech, AI and Compliance
  • If you are a ComplianceServe Administrator, why not create a registration rule to issue this out as recommended monthly CPD to all your employees, click HERE to find out more about Registration Rules and how to set them.

    If you are a Unicorn LMS user and you would like Advice Matters added to your platform, please contact your Customer Success Manager for more details.

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