InFocus Issue 5 - November 2019

InFocus Issue 5 - November 2019

InFocus is our FREE bi-monthly publication covering the hot topics in the financial services regulatory landscape.

Our November edition includes details about the latest enforcement action issued by the regulator, key outcomes from the FCA's recent Business Continuity Planning review and the Anti-Money Laundering Annual Report, as well as an overview of PS 19/20 – Optimising SM&CR.

Authored in partnership with award-winning financial services consultants, FSTP, InFocus is essential reading for anyone working in an FCA regulated firm. Sign up HERE today to:

  • Get signposted to new regulation that applies to your sector
  • Keep up-to-date with changes in regulation
  • Get a forward view of what is coming up
  • Understand your compliance obligations
  • Learn how Unicorn’s eLearning can help meet your compliance challenges

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