26.11.2018

SMR & CR: Make the Right Choice

Make the Right Choice

Leveraging 30 years of experience and working hand-in-hand with some of the sector’s foremost regulatory experts, Unicorn is uniquely positioned to provide you with a single-source integrated solution to address all your compliance training, CPD, T&C and SMR & Certification Regime requirements. Our solution at the centre of your firm can improve conduct at all levels, drive efficiency and build trust with your customer base.

Unicorn LMS

It’s not just the world’s #1 ranked Learning Management System for financial services, it’s an end-to-end solution on which you can build and evidence a learning culture within your firm.

One single instance gives you access to an easy-to-navigate customisable learning platform delivering a wealth of industry-leading training courses. It enables a culture of continuous learning with content that is accessible from any device, at any time - use our Learning Path mobile app to access content on the go.

But, more importantly, it goes well beyond even that by delivering powerful tools to manage and evidence competency across your organisation.

Best in class content

The Unicorn collection includes more than 200 learning titles aimed at all financial service sectors. All compliance courses are designed to provide a clear overview of the relevant regulatory themes and include specific role-related case studies bringing the content to life and covering off a specific training requirement under the regulation.

SMR & Certification Regime Financial crime

General compliance Culture & behaviour

Senior Managers Regime Tool

Our powerful SMR tool enables you to assign and review existing Senior Management Function (SMF) approvals, identify changes and then allocate each SMF with a Statement of Responsibilities in just a few clicks.The tool can also assist you with developing a Responsibility Map with easy editing and full audit and tracking functionality.

Certification Regime Tool

Our solution enables the identification and management of CR roles, including the definition of criteria that must be met to achieve certification. Allocation and tracking is coupled with robust reporting for audit purposes.

Diagnostic & Assessment Tool

Diagnostic assessments can identify individual knowledge gaps at the outset. The LMS can then automatically assign only the learning activities your employees need. Endpoint assessments enable the demonstration of understanding and competency.

Continuous Professional Development (CPD)

The Unicorn CPD tool enables multiple schemes for all professionals in your organisation. Each piece of learning content has a CPD value – when the activity is completed, that value is added to the user’s record. A dashboard shows each learner’s progress against the scheme, and lists completed activities which will qualify for CPD.

Training and Compliance (T&C)

An integrated T&C feature helps firms comply with the FCA’s or a firm-specific regime, using a series of online forms underpinned by preset workflows to manage and evidence both competency and performance.

Reporting tools

Quickly highlight knowledge gaps or areas of non-compliance by using the integrated report generator to identify how staff are performing against their training requirements, with the ability to drill down to an individual level to see where action is needed.

Our end-to-end solution supports and empowers a firm to contribute to the integrity of a successful financial system. Partner with Unicorn to drive cultural change within your firm.

For more information about our end-to-end solution, get in contact with us here

Author

Mike Bishop

Mike Bishop

Customer Success Manager

Joining Unicorn Training over 10 years ago Mike has a wealth of experience, currently one of our…

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