InFocus Issue 2 - May 2019

What’s new in the regulatory landscape?

As we head into Brexit uncertainty keeping up to date with regulatory change and grappling with the sheer volume and complexity of updates, present a significant challenge for all regulated firms.

We are here to help you. Leveraging 30 years of experience and working hand-in-hand with some of the sector’s foremost regulatory experts, Unicorn is ably positioned to provide you with insight and guidance on how to implement training programmes that help you remain compliant.

InFocus is our FREE bi-monthly publication covering the hot topics in the regulatory compliance landscape.

Authored in partnership with award-winning financial services consultants, FSTP, InFocus is essential reading for anyone working in an FCA regulated firm. Sign up HERE today to:

  • Get signposted to new regulation that applies to your sector
  • Keep up-to-date with changes in regulation
  • Get a forward view of what is coming up
  • Understand your compliance obligations
  • Learn how Unicorn’s eLearning can help meet your compliance challenges

Subscribe for your FREE InFocus newsletter here

From May, ComplianceServe subscribers will also be able to access FSTP's accredited monthly e-journal, Advice Matters. Each edition contains a number of articles, written by industry experts, that combine knowledge and skills related topics, with technical and regulatory updates. Every edition is aligned to the ApEx standards, with a review at the end of each journal to show the learning outcomes and standards covered.

Advice Matters will allow professionals to access 12 hours of structured CPD throughout the year from the comfort of their desks, or on the go using a mobile device. Each edition is also accompanied by associated questions and answers to help test and verify knowledge.

Although there will be topics covered in each issue that may not apply to everyone, the FCA states that ‘reading industry or other relevant material’ counts as relevant CPD and therefore this will act as great evidence towards your firm's T&C obligations. At Unicorn we believe that learning about neighbouring sectors will help you improve your overall knowledge of the regulated sector and improve your overall professional capability.

If you are a ComplianceServe Administrator, why not create a registration rule to issue this out as recommended monthly CPD to all your employees, click HERE to find out more about Registration Rules and how to set them.

If you are a Unicorn LMS user and you would like Advice Matters added to your platform, please contact your Customer Success Manager for more details.

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