Specialising in regulated environments

Unicorn has been supporting some of the world’s leading financial services and regulated businesses with compliance training for nearly thirty years. Our Learning Management System (LMS) has been built in direct response to the complex and changing needs of regulated firms, and now sits at the heart of the broad range of learning solutions we offer. Start exploring how Unicorn can take the headache out of your compliance training.

Solution Highlights

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Solutions for any size of organisation

Choose the best solution based on the size of your organisation and specific learning needs. We offer a range of options to help organisations of all sizes manage their risk and compliance training.

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Access to our eLearning Library

Enjoy over 50 engaging, scenario-based risk and compliance courses as standard, with the option to add further libraries – from Cyber Awareness, Workplace Skills and Microsoft Desktop. Find out more.

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Diagnostic tools

Improve engagement and increase efficiency by identifying individual knowledge gaps and automatically delivering the content your learners actually need.

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Full Reporting Dashboard

Powerful reporting across all your learning activities whether you're a manager, administrator or end-user. Instantly view RAG status, export training completion records and experience graphical charts to highlight areas of non-compliance and put in place the appropriate actions.

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Accountability Regime

Inbuilt features to manage the documentation required under the FCA's Senior Managers Regime and Certification Regime. Use our generic T&C forms or build your own custom forms to manage and evidence both competency and performance.

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Continuing Professional Development (CPD)

Record your learning activity against the appropriate CPD scheme at your desktop, or on the go, using our mobile app and track progress via your personal CPD dashboard.

Diagnose, learn, assess

With tightened regulation and accountability, the need for robust training processes has never been greater. Leverage the power of our diagnostic tools to assess compliance across your business, then deploy industry-leading content by department, business unit or location. Use inbuilt reporting tools to instantly view progress snapshots or run full reports to support compliance audits.

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A few of our clients

Barclays Porsche Tesco Bank Audi Campari

Find the right compliance solution for you

I’m a small to medium sized regulated (Financial Services) business

I’m a large or enterprise level regulated business with complex training requirements

Financial Services Compliance Training

Managing risk in the financial services sector means addressing not just compliance training, but also behavioural change, culture and ethics, training and competency, CPD and accountability. We can help you.

Meet ComplianceServe – voted #1 for Financial Services

ComplianceServe is our productised solution for small to medium sized regulated businesses. It brings together a unique instance of our award-winning LMS with industry-leading regulatory content produced in partnership with our SMEs. Partners include: UK Finance, FSTP (Financial Services Training Providers), Chartered Insurance Institute (CII) and more.

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Market-leading learning content

Diagnose learning gaps across your business and then deliver relevant, state of the art compliance content to chosen departments of your entire team. The Unicorn compliance library boasts over 50 regularly updated courses to help you achieve FCA compliance.

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Learning, T&C and CPD Tracking

ComplianceServe doesn't just offer eLearning, it also helps you manage your training lifecycle – with integrated T&C functionality, CPD tracking and the ability to automatically allocate learning according to your business rules.

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Centralised management and reporting

View a high-level summary of what compliance looks like in your firm or drill down and see real-time snapshots of training completion at a granular level by topic area, individual, department or business function.

Built for financial services

ComplianceServe gives you access to a suite of curated content built specifically for the financial services sector. Explore risk management, regulatory and compliance courses such as: Anti-Money Laundering, Financial Crime and An Introduction to the Senior Managers’ Regime (SMR). Ideal for investment, wealth management, consumer credit firms and capital markets. Plus option available.

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Solution Highlights

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Full scalability and security

Choose your level of solution based on your unique learning needs. We offer a range of options to help organisations of all sizes manage their compliance training.

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Access to our eLearning Library

Enjoy over 50 risk management and compliance courses as standard, and choose to add further libraries – from Cyber Awareness to Workplace Skills. Find out more.

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Diagnostic tools

The ability to identify individual knowledge gaps before deploying content. Improve engagement by only delivering the training people really need.

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Full Reporting Dashboard

Powerful reporting across all learning activities and system features. Instantly view RAG status, export training completion records and experience full graphical charts as standard.

Total peace of mind

Build a GRC system to suit you. Go beyond ComplianceServe with the full feature set offered by our award-wining enterprise LMS, and enjoy full training and support options to help you get the most from your solution. Access our help forum 24/7, or contact our helpdesk team via phone or email. Choose between webex or face to face training from our platform experts, and make Unicrorn LMS work for you.

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